MUST SPEAK ENGLISH AND FRENCH.
Job Description:
Our Wealth Management client seeks an experienced and knowledgeable Compliance Officer to join their team. The ideal candidate will have a deep understanding of the MiFID II directive, transborder financial planning, and specific regulatory frameworks including ORIAS (France) and CySEC (Cyprus).
Key Responsibilities:
Regulatory Compliance:
Ensure that the company complies with all applicable regulatory requirements, including MiFID II, ORIAS, and CySEC regulations.
Monitor and interpret regulatory changes and ensure timely implementation within the company.
Maintain up-to-date knowledge of industry best practices and standards in compliance.
Licensing and Legal Support:
Assist in the preparation and submission of license applications in various jurisdictions, particularly in France and Cyprus.
Liaise with regulatory bodies such as ORIAS and CySEC to ensure compliance and manage communications.
Conduct due diligence and provide advice on compliance-related matters to support business operations and expansion.
Risk Management:
Develop and implement compliance policies and procedures to mitigate risks related to financial planning and cross-border transactions.
Conduct regular risk assessments and audits to identify potential compliance issues and recommend corrective actions.
Monitor and report on compliance risks, guiding senior management.
Training and Development:
Design and deliver compliance training programs to ensure all employees are aware of regulatory requirements and internal policies.
Serve as the point of contact for compliance-related inquiries and provide ongoing support and education to staff.
Internal and External Reporting:
Prepare and submit compliance reports to regulatory bodies and internal stakeholders.
Ensure accurate and timely record-keeping of all compliance activities and documentation.
Collaborate with other departments to ensure the seamless flow of compliance information across the organization.
Qualifications:
Education:
Bachelor's degree in Law, Finance, Business Administration, or a related field. A Master's degree or relevant professional certifications (e.g., CAMS, ICA, CISI) is a plus.
Experience:
Minimum of 5-7 years of experience in a compliance role within the financial services industry.
Extensive knowledge of MiFID II, ORIAS, and CySEC regulations is essential.
Experience with cross-border financial planning and advising on regulatory requirements across multiple jurisdictions.
Skills:
Strong understanding of regulatory frameworks and compliance best practices.
Proficiency in English is required; French language skills are highly desirable.
Excellent analytical and problem-solving abilities.
Strong communication and interpersonal skills, with the ability to interact effectively with regulators and internal teams.
High attention to detail and strong organizational skills.
Requirements:
Location:
Preference for candidates based in Portugal or Cyprus, but candidates based elsewhere in Europe with the right expertise will be considered.
Must be willing to travel as needed for regulatory meetings and to support license applications.
Work Authorization:
Must be legally authorized to work in the location of residence (Portugal or Cyprus preferred).
#J-18808-Ljbffr
